-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UX3oBmWS7hzo1pa7RrrXtvmElGK+8/xtdxogcWBnfN0Cp/zrudeMNn0LLEqqHRF0 MuVb+j7IfNI4O5dQ2fpl7g== 0001144204-06-006141.txt : 20060214 0001144204-06-006141.hdr.sgml : 20060214 20060214164341 ACCESSION NUMBER: 0001144204-06-006141 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20060214 DATE AS OF CHANGE: 20060214 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: PLEUS ALBERT CENTRAL INDEX KEY: 0001177232 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: BUSINESS PHONE: 4152842121 MAIL ADDRESS: STREET 1: C/O A21, INC. STREET 2: ONE EMBARCADERO CENTER CITY: SAN FRANCISCO STATE: CA ZIP: 94111 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: A21 INC CENTRAL INDEX KEY: 0001074436 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 742896910 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-78376 FILM NUMBER: 06616178 BUSINESS ADDRESS: STREET 1: A21, INC. STREET 2: 7660 CENTURION PARKWAY CITY: JACKSONVILLE STATE: FL ZIP: 32256 BUSINESS PHONE: 9045650066 MAIL ADDRESS: STREET 1: 7660 CENTURION PARKWAY CITY: JACKSONVILLE STATE: FL ZIP: 32256 SC 13G 1 v035653.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 a21, Inc. (Name of Issuer) Common Stock, $.001 par value (Title of Class of Securities) 002184 10 9 (CUSIP Number) December 31, 2005 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1 (b) [ ] Rule 13d-1 (c) [X] Rule 13d-1 (d) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following page(s)) Page 1 of 4 Pages CUSIP No. 002184 10 9 13G Page 2 of 4 Pages - -------------- ----------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Albert H. Pleus - -------------- ----------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] - -------------- ----------------------------------------------------------------- 3 SEC USE ONLY - -------------- ----------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------- ----------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 6,618,607 (1) BENEFICIALLY ---------- -------------------------------------------- OWNED BY EACH 6 SHARED VOTING POWER REPORTING 0 PERSON ---------- -------------------------------------------- 7 SOLE DISPOSITIVE POWER 6,618,607 (1) ---------- -------------------------------------------- 8 SHARED DISPOSITIVE POWER 0 - ----------------------------------- -------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 6,618,607 (1) - -------------- ----------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) [ ] - -------------- ----------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 9.06% - -------------- ----------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - -------------- ----------------------------------------------------------------- (1) Includes 1,046,338 shares held by Whitney Holdings, Inc. and 533,334 shares held by Whitney Holdings Group LLC, which are controlled by Mr. Pleus; 133,334 shares held by the Albert Pleus Family Trust of which Mr. Pleus is trustee; options to purchase 1,905,514 shares; and warrants to purchase 633,420 shares held by Whitney Holdings, Inc. CUSIP No. 002184 10 9 13G Page 3 of 4 Pages Item 1(a). Name of Issuer: a21, Inc. Item 1(b). Address of Issuer's Principal Executive Offices: 7660 Centurion Parkway, Jacksonville, Florida 32256 Item 2(a). Name of Person Filing: Albert H. Pleus Item 2(b). Address of Principal Business Office or if none, Residence: 7660 Centurion Parkway, Jacksonville, Florida 32256 Item 2(c). Citizenship: United States Item 2(d). Title of Class of Securities: Common Stock, $.001 par value Item 2(e). CUSIP Number: 002184 10 9 Item 3. Not Applicable Item 4. Ownership: (a) Amount Beneficially Owned: 6,618,607 (b) Percent of Class: 9.06% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: 6,618,607 (ii) shared power to vote or to direct the vote: 0 (iii) sole power to dispose or to direct the disposition of: 6,618,607 (iv) shared power to dispose or to direct the disposition of: 0 Item 5. Ownership of Five Percent or Less of a Class: Not Applicable Item 6. Ownership of More than Five Percent on Behalf of Another Person: The shares of common stock beneficially owned by Mr. Pleus include: 1,046,338 shares of common stock held by Whitney Holdings, Inc. and 533,334 shares of our common stock held by Whitney Holdings Group LLC, which are controlled by Mr. Pleus; 133,334 shares held by the Albert Pleus Family Trust of which Mr. Pleus is trustee; and warrants to purchase 633,420 shares of our common stock held by Whitney Holdings, Inc. Item 7. Identification and Classification of Subsidiary Which Acquired the Securities: Not Applicable Item 8. Identification and Classification of Members of the Group: Not Applicable Item 9. Notice of Dissolution of Group: Not Applicable Item 10. Certifications: Not Applicable CUSIP No. 002184 10 9 13G Page 4 of 4 Pages SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 14, 2006 /s/ Albert H. Pleus --------------------------- Name: Albert H. Pleus -----END PRIVACY-ENHANCED MESSAGE-----